Analyst, Specialist Business Compliance, Group Legal, Compliance & Secretariat

Responsibilities Perform trade surveillance monitoring for Global Financial Markets (GFM) using automated trade surveillance system and internal reports to identify potential market abuse or misconduct and ensure adherence to applicable regulatory and internal compliance requirements. Perform communications review for GFM by reviewing alerts in automated communication surveillance system (ECRUISE), conduct voice monitoring and sampling review etc. Ensure timely and effective review of alerts generated by surveillance systems and internal reports. Review and manage surveillance exceptions and prepare reports to management. Investigate, document and close surveillance alerts thoroughly and within required timelines, ensuring that significant issues are fully investigated and promptly escalated (e.g. UAE/STR) where necessary. Ensure surveillance monitoring procedures and parameters are appropriately maintained and updated to reflect changes in business activities and market conditions. Undertake Control Room responsibilities, including maintaining and reviewing restricted and watch lists, managing wall-crossing and information barrier procedures, providing pre-trade and transactional guidance on conflicts and handling of MNPI, and escalating potential breaches in a timely manner. Liaise and work closely with Middle Office Technology team and external vendors to enhance existing processes and develop new or automated systems and monitoring tools. Participate in system and process implementation activities, including user acceptance testing (UAT) and business integration. Design, build and deploy agentic AI tools (e.g., workflow assistants, alert triage and investigation copilots) to drive operational efficiency, streamline end-to-end surveillance and control room processes and enhance controls governance. Requirements Bachelor’s degree in Accountancy, Finance, or a related discipline. 2-3 years of relevant experience in trade surveillance, communications surveillance, compliance monitoring, control room operations, or a related risk or surveillance function within a financial institution. Strong understanding of market conduct, market abuse risks, and the role of surveillance and controls within financial markets. Strong interest in automated surveillance systems, alert reviews, or communications monitoring. Strong analytical skills, attention to detail, and ability to manage multiple priorities under time‑sensitive conditions. Ability to work collaboratively with team members across compliance, business, and technology functions. Good written and verbal communication skills, with the ability to document observations and present findings clearly. Interest in process improvement, automation, or emerging technologies (e.g. data analytics or AI) is an advantage. Knowledge or practical experience in applying data analytics, automation, or AI‑enabled tools to improve surveillance efficiency and effectiveness is an advantage. Location: DBS Asia Central Job: Compliance Schedule: Regular Employee Status: Full time DBS is more than a bank — we're shaping the future of finance and communities. With innovation at our core and impact in our DNA, we go beyond banking to build careers, relationships, and a better world. DBS is a leading financial services group in Asia with a presence in 19 markets. Headquartered and listed in Singapore, DBS is in the three key Asian axes of growth: Greater China, Southeast Asia and South Asia. Recognised for its global leadership, DBS has been named “World’s Best Bank” by Global Finance, “World’s Best Bank” by Euromoney and “Global Bank of the Year” by The Banker. The bank is at the forefront of leveraging digital technology to shape the future of banking, having been named “World’s Best Digital Bank” by Euromoney and the world’s “Most Innovative in Digital Banking” by The Banker. In addition, DBS has been accorded the “Safest Bank in Asia” award by Global Finance for 15 consecutive years from 2009 to 2023. DBS provides a full range of services in consumer, SME and corporate banking. As a bank born and bred in Asia, DBS understands the intricacies of doing business in the region’s most dynamic markets and is committed to building lasting relationships with customers. With its extensive network of operations in Asia and emphasis on engaging and empowering its staff, DBS presents exciting career opportunities.