Equities Business Risk and Control - C13 VP

Single PositionExplore a Career With UsView All JobsHybridEquities Business Risk and Control - C13 VPGETZVILLE, New York, United States of America No longer accepting applications.Job ID26968815Date posted06/01/2026DepartmentRisk ManagementEquities Supervisory Risk and Control position supports a trading and sales environment in relation to US Regulatory Rules as defined by FINRA and the SEC. The position is for a highly energized, dynamic professional who is ready to join a fast-paced, world leader in the financial services industry. The successful candidate will work with Equities Business Management, Middle Office, Operations, Technology, Compliance, Internal Audit, Financial Control and Legal Departments. The position will report to the Director responsible for the team.Responsibilities:Responsible for operating, developing, enhancing, and innovating Regulatory controls and processes to ensure thorough Supervision of Trading Activities in Equities 1LoD.Understand and support key Regulatory policy and control initiatives. Perform daily regulatory reporting processes as required to be in compliance with internal or regulatory initiatives.Identify best practices, key control/governance policies, procedures, and documentation requirements.Develop a thorough understanding of the Citi Markets and build connections with the Trading and Sales Desks. Network and collaborate with all supporting teams including Middle Office, Product Control, Business Management, Technology, Compliance, Market Risk, and other In-Business Risk teams.Understand business priorities and requirements while developing solutions. Identify improvement opportunities in process architectural design and workflows based heavily in Excel and SQL-based data systems.Supports database management processes and routines. Develops comprehensive solutions in SQL and data querying tools to enhance the efficiency and effectiveness of current review processes.Qualifications:6-10 years of experience in a financial services roleKnowledge of FINRA/SEC Regulatory Rules such as Reg NMS, Reg SHO, Options Trading Rules, and other Venue Specific Exchange RulesCritical, analytical thinking skills driven by strong desire to problem solveProven ability to work in high-pressure environmentsConsistently demonstrate clear and concise written and verbal communicationHigh energy, self-starter with a flexible, pragmatic attitude and desire for continued progressDriven, methodical approach to organizing processes; capable of prioritizing and multi-tasking in a dynamic environmentAppropriately assess risk in all decisions while being continually mindful of all negative consequences, likelihood for each, and means to neutralizeStrong interpersonal skills with a demonstrated ability to collaborate effectively with a wide variety of people across multiple functions, regions, and levels of seniority to deliver resultsKnowledge of and interests in finance, markets, risk managementAdvanced knowledge of Microsoft Excel, Word, Powerpoint, and SQL is requiredEducation: Bachelor's/University degree, Master's degree preferred This site uses only strictly necessary cookies to perform basic functions. You may adjust the settings of your internet browser to reject or block all cookies or trackers, but doing so may affect how the website functions. This website is hosted by an external service provider and all cookies are controlled and configured by Citi. For detailed information please read our Citi Careers Cookie Policy.I have read the cookie notice