Field Risk Support Analyst, Analyst, Client Segments, Wealth Management

Our Insights Personal Finance Market Trends Technology & Disruption Sustainability Diversity & Inclusion What We Do Wealth Management Investment Banking & Capital Markets Sales & Trading Research Investment Management Morgan Stanley at Work Sustainable Investing Inclusive Innovation About Us Core Values Leadership History Locations Diversity Sustainability Giving Back Technology Careers Students & Graduates Experienced Professionals LanguageEnglishFrench Single PositionView All JobsField Risk Support Analyst, Analyst, Client Segments, Wealth ManagementMumbai, Maharashtra, India No longer accepting applications.Employment TypeFull timeJob LevelProfessionalAbout Us:Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethics. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.Position Summary:This position provides support for various supervisory processes across Client Segments. This includes but is not limited to functions aligned to Central Review Unit, Business Control Unit, Risk Officer support activities, and preparation and reporting for various Governance forums. This team is actively growing and taking on more responsibilities, so we are looking for an individual who can handle change and growth in a fast-paced environment.Responsibilities Include: Collaborate with State side teams to understand and address exceptions generated from systemsReview data quality issues/violations of firm’s compliance policiesCollaborate with the teams locally and state side to identify opportunities to automate/optimize processes across the teamReporting of daily activities conducted within the teamParticipate in meetings with local and US supervisory teams as neededProviding coverage to US Risk teamsPerform business analysis to challenge and deliver enhanced and streamlined process and technology solutions for key business stakeholders.Develop and visualize business processes using flowcharts, diagrams, and other tools to identify areas for improvementUnderstand up-stream and down-stream of systems, and propose technical improvementsCommunicate findings and recommendations to leadership, and ensuring successful implementation of systems or processesManage efforts to incorporate new technology capabilitiesAnalyze suite of controls that cover various areas of riskKnowledge, Skills, and Abilities:Detail orientated, strong organizational skills, analytical and problem-solving skillsAbility to demonstrate strong project management skillsAbility to lead conversations across multiple stakeholder groups; freely developing networks, building consensus, and prioritizing deliverables clearly and effectively to manage a multi-faceted roadmapProficiency in data analysis tools (Excel), business process modeling tools, and project management software will be an added advantageKnowledge of Securities Exchange Commission (SEC), FINRA and Investment Compliance Policies is an added advantageUnderstanding of financial products, trading rules and regulatory landscapeStrong interest in deepening business knowledge of financial industry and wealth managementExcellent written and verbal communication skillsAbility to simplify and communicate complex subject matter.Ability to work in a fast-paced environment, managing expectations and...